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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howie? Claim Your ProfileHowie James Pentony is a financial advisor registered with Commonwealth Financial Network, based in Portersville, Pennsylvania. Howie has been in the financial services industry since 1980. Previously, Howie worked for UVEST FINANCIAL SERVICES GROUP, INC., Legg Mason Wood Walker, Incorporated, WHEAT, FIRST SECURITIES, INC., Butcher & Singer Inc., Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., and Alex. Brown & Sons, Inc. Howie holds a variety of licenses and certifications including Series 7, 63, 65, 66, 31, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/20/2010 - Present
Commonwealth Financial Network (Portersville PA)
PA
01/03/2006 - 03/15/2010
UVEST FINANCIAL SERVICES GROUP, INC. (BUTLER PA)
MD
01/04/1993 - 01/25/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NC
01/01/1991 - 01/14/1993
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
07/18/1989 - 01/01/1991
BUTCHER & SINGER INC.
NY
08/11/1986 - 08/07/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
04/23/1984 - 08/25/1986
E. F. HUTTON & COMPANY INC
NA
08/11/1980 - 05/07/1984
ALEX. BROWN & SONS, INC.
BOTH
Issued 07/06/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/27/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/1975
PC - AMEX Put and Call Exam
BC
Issued 11/15/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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