Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Williams is a financial advisor with over 20 years of experience in the industry. Howard Williams is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since December 2018. Prior to this, Howard Williams was with Salient Capital, L.P. and J.P. Morgan Securities Inc. Howard Williams holds a variety of licenses and certifications, including Series 6, 7, 9, 10, 23, 63, and 66. Howard Williams specializes in providing financial advice to individuals, businesses, and institutions. Howard Williams has experience in portfolio management, financial planning, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/15/2019 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
TX
07/15/2016 - 04/20/2017
SALIENT CAPITAL L.P. (HOUSTON TX)
TX
10/01/2008 - 08/04/2016
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (HOUSTON TX)
TX
01/25/2006 - 07/01/2006
BANC ONE SECURITIES CORPORATION (HOUSTON TX)
IL
11/05/2002 - 02/28/2005
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
MA
03/21/2001 - 08/05/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 02/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2007
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 03/05/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/12/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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