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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Wayne Shapiro is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Howard Shapiro has been a registered advisor since 1991. Howard Shapiro is licensed in 26 states and has passed the Series 63, 65, 7, 8, 9, 10, and 24 exams. Howard Shapiro provides investment consulting services to institutional clients, financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/25/2016 - Present
Wells Fargo Advisors Financial Network, LLC (CORAL SPRINGS FL)
FL
12/22/1994 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
VA
12/02/1993 - 12/31/1994
DMG SECURITIES, INC. (GREAT FALLS VA)
MO
09/16/1991 - 12/31/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
FL
07/29/1991 - 12/17/1993
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
NY
04/29/1991 - 05/28/1991
RESRV PARTNERS, INC. (NEW YORK NY)
IA
Issued 12/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/22/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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