Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Wallace George is a financial professional with over 35 years of experience in the industry. Howard has held positions with Morgan Stanley and its affiliates and currently is registered with Wells Fargo Clearing Services, LLC. Howard is a registered representative and investment advisor representative with a focus on providing financial advice and investment management services. Howard holds multiple securities licenses including Series 7, 3, 9, 10, 24, 52TO, 53, 63 and 66. Howard is a seasoned financial professional with a wide range of experience to meet your financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/30/2021 - Present
Wells Fargo Clearing Services, LLC (OCALA FL)
FL
06/01/2009 - 11/17/2014
MORGAN STANLEY (OCALA FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OCALA FL)
FL
05/25/1988 - 04/02/2007
MORGAN STANLEY DW INC. (OCALA FL)
BOTH
Issued 03/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/26/2002
Series 4 - Registered Options Principal Examination
BC
Issued 05/28/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2002
Series 3 - National Commodity Futures Examination
BC
Issued 09/01/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 07/12/1988
PC - AMEX Put and Call Exam
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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