Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Underwood is a financial professional with over 20 years of experience in the industry. Howard has been a registered representative with Wells Fargo Clearing Services, LLC since January 2016, working in the St. Louis office. Before that, Howard held roles at A. G. Edwards & Sons, Inc., Allstate Financial Services, LLC, Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, Summit Brokerage Services, Inc., and Royal Alliance Associates, Inc. Howard is a Series 7, 6, 63, 65, 9, and 10 licensed professional. Howard specializes in working with high-net-worth individuals, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/06/2016 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
10/18/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NE
03/11/2004 - 10/12/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
WI
06/24/1999 - 01/05/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
06/24/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
FL
01/05/1999 - 05/10/1999
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
AZ
02/04/1991 - 06/29/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 12/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Howard Underwood is the right advisor for you? Invested Better is here to help.
