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Howard Titen

Cetera Investment Advisers LLC

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About Howard Titen

Howard Titen is a financial advisor with over 40 years of experience in the industry. Howard is currently registered with Cetera Investment Advisers LLC. Howard specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals. Howard has previously held positions with First Allied Securities, Inc., First Montauk Securities Corp., J.B. Hanauer & Co., J.J.B. Hilliard, W.L. Lyons, Inc., Atlantic Group Securities, Inc., Rickel & Associates, Inc., York Securities, Inc., and Tradex Brokerage Service, Inc. Howard also owns and operates HBK Associates, a non-CPA accounting and/or tax preparation firm.

Firm Information

Howard Titen is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Howard Titen’s Registration & Firm History

NJ

11/12/2020 - Present

Cetera Investment Advisers LLC (EATONTOWN NJ)

NJ

12/09/2008 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EATONTOWN NJ)

NJ

09/27/2006 - 12/09/2008

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NJ

09/17/2002 - 10/03/2006

J. B. HANAUER & CO. (PARSIPPANY NJ)

KY

12/08/1999 - 09/18/2002

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

NJ

09/02/1997 - 12/10/1999

ATLANTIC GROUP SECURITIES, INC. (MILLBURN NJ)

NY

05/24/1991 - 08/29/1997

RICKEL & ASSOCIATES, INC. (NEW YORK NY)

NA

09/08/1986 - 05/10/1991

YORK SECURITIES, INC.

NY

04/22/1982 - 05/10/1991

YORK SECURITIES, INC. (NEW YORK NY)

NA

06/05/1985 - 07/25/1986

TRADEX BROKERAGE SERVICE, INC.

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Licenses & Designations

IA

Issued 09/25/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/22/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/1982

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/23/1982

Series 27 - Financial and Operations Principal Examination

BC

Issued 05/21/1982

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/1986

Series 3 - National Commodity Futures Examination

BC

Issued 04/19/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Howard Titen. Review regulatory record here.
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