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Howard Thomas Gierling

Janney Montgomery Scott LLC

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About Howard Thomas Gierling

Howard Thomas Gierling is a financial advisor with Janney Montgomery Scott LLC, a firm with over $85 billion in assets under management. Howard has been in the securities industry since July 1990, working with clients in a variety of states. Howard's specialties include financial planning, pension consulting, and educational seminars. He is also registered to provide portfolio management services for individuals and businesses.

Firm Information

Howard Gierling is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Howard Gierling’s Registration & Firm History

PA

04/27/2010 - Present

Janney Montgomery Scott LLC (OIL CITY PA)

PA

12/05/1994 - 06/25/2005

PARKER/HUNTER INCORPORATED (PITTSBURGH PA)

NY

07/30/1990 - 12/15/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/27/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/10/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/07/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/1992

Series 3 - National Commodity Futures Examination

BC

Issued 07/27/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Howard Thomas Gierling. Review regulatory record here.
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