Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Rowen is a financial advisor with J.P. Morgan Securities LLC. Howard has over 30 years of experience in the financial services industry, having previously worked at Merrill Lynch, UBS Financial Services, and Deutsche Bank Securities. Howard is registered to provide investment advice and securities brokerage services in multiple states. Howard is also registered with FINRA. Howard is dedicated to providing comprehensive financial planning and portfolio management services to individuals, families, businesses, and institutions. Howard has a broad range of experience in investment management, including stocks, bonds, mutual funds, and alternative investments. Howard is also experienced in retirement planning, college savings, and estate planning. Howard is committed to providing personalized service and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/08/2022 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
04/09/2014 - 09/12/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
09/07/2007 - 04/21/2014
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
01/13/2001 - 10/05/2007
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
05/11/1993 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
07/22/1991 - 05/19/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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