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Howard Steven Lorch

Wells Fargo Clearing Services, LLC

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About Howard Steven Lorch

Howard Steven Lorch is an investment advisor representative at Wells Fargo Clearing Services, LLC. Howard has been in the industry for over 50 years and has experience in a variety of financial services areas, including investment management, financial planning and retirement planning. Howard is licensed to sell securities in multiple states. He holds the Series 3, 5, 7TO, 63, and SIE licenses. Prior to joining Wells Fargo Advisors, Howard was a registered representative at Prudential Securities Incorporated and Lehman Brothers Inc.

Firm Information

Howard Lorch is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Howard Lorch’s Registration & Firm History

TX

07/01/2003 - Present

Wells Fargo Clearing Services, LLC (HOUSTON TX)

NY

03/27/1995 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

07/06/1987 - 04/21/1995

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

01/19/1984 - 07/10/1987

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION

NA

05/14/1982 - 01/19/1984

GOLDMAN, SACHS & CO.

NA

03/15/1979 - 06/01/1982

LEHMAN BROTHERS KUHN LOEB INCORPORATED

NA

06/29/1973 - 03/02/1979

COWEN & CO.

NA

12/29/1970 - 01/17/1974

ROWLES, WINSTON & CO., INCORPORATED

NA

09/08/1970 - 01/31/1971

DUPONT WALSTON, INCORPORATED

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Licenses & Designations

BC

Issued 10/16/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1982

Series 5 - Interest Rate Options Examination

BC

Issued 09/13/1982

Series 3 - National Commodity Futures Examination

BC

Issued 06/02/1977

PC - AMEX Put and Call Exam

BC

Issued 12/12/1969

Series 000 - General Securities Principal Examination

BC

Issued 07/25/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Howard Steven Lorch.
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