Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Shaffer is a financial professional with over 10 years of experience in the industry. Howard is registered with Lockton Investment Securities, LLC and holds Series 6, 63, and SIE licenses. Howard has been active in the financial services industry since June 4, 2012, and has a strong track record of providing financial advice to clients. Howard is currently registered in Florida and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
06/05/2012 - Present
Lockton Investment Securities, LLC (KANSAS CITY MO)
BC
Issued 10/01/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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