Unclaimed
Howard Zodicoff is an investment advisor representative at Aurora Private Wealth, Inc., a Registered Investment Advisor (RIA) firm based in Rockaway, NJ. Howard has been in the financial services industry since 1992. Prior to joining Aurora Private Wealth, Inc., Howard was a Financial Advisor at MML Investors Services, LLC, where he was registered with FINRA and the SEC from 2001 until 2017. Howard has a diverse background in financial services, including experience in insurance, retirement planning, and investment advisory services. Howard is licensed and registered in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/24/2021 - Present
Aurora Private Wealth, Inc. (ROCKAWAY NJ)
NY
04/11/2001 - 05/08/2017
MML INVESTORS SERVICES, LLC (GARDEN CITY NY)
NY
07/01/1992 - 04/16/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 09/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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