Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Baughman is a financial advisor with LPL Financial LLC in Tampa, FL. Howard has over 30 years of experience in the financial services industry. He provides financial planning and investment advice to individuals and businesses. Howard also offers consulting and other non-discretionary advisory services. He holds the Series 7, Series 24, Series 63, and Series 65 licenses. He is registered to provide financial services in 30 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/07/2022 - Present
LPL Financial LLC (TAMPA FL)
FL
09/02/2004 - 08/21/2017
INVEST FINANCIAL CORPORATION (TAMPA FL)
FL
12/01/2000 - 09/09/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
07/28/1994 - 12/19/2000
EDWARD JONES (ST. LOUIS MO)
FL
02/01/1993 - 07/28/1994
AMERICAN MUNICIPAL SECURITIES, INC. (ST. PETERSBURG FL)
IA
Issued 01/21/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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