Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Rosenbaum is a financial advisor with Wells Fargo Advisors Financial Network, LLC, where he has been employed since April 3, 2013. Prior to that, Howard worked at WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC., THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C., COMMERCE CAPITAL MARKETS, INC., and TRANSAMERICA SECURITIES SALES CORPORATION. Howard holds a Series 63 license and is licensed in New Jersey. Howard specializes in retirement planning, college savings, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
04/03/2013 - Present
Wells Fargo Advisors Financial Network, LLC (WARREN NJ)
NY
01/29/2010 - 12/01/2011
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC. (NEW YORK NY)
CA
10/03/2008 - 12/31/2009
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC. (REDWOOD CITY CA)
NJ
01/30/2008 - 10/31/2008
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. (MILLBURN NJ)
NJ
11/07/2002 - 12/03/2007
COMMERCE CAPITAL MARKETS, INC. (PISCATAWAY NJ)
CA
01/14/1997 - 11/22/2002
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
BC
Issued 09/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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