Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Asch is a financial professional with over 30 years of experience in the financial services industry. Howard is a registered representative and investment advisor representative. Howard's professional experience includes working with Ryan Beck & Co., Gruntal & Co., L.L.C., Hampshire Securities Corporation, Gruntal & Co. Incorporated, Reich & Co., Inc., Allied Capital, Inc., Advanced Equity Group, Inc., GKN Securities Corp., J. W. Gant & Associates, Inc. Howard is currently employed with Osaic Wealth, Inc. Howard is registered in 43 states for securities and in 12 states for investment advisory services. Howard's practice specializes in providing financial planning, portfolio management and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/10/2017 - Present
Osaic Wealth, Inc. (JERICHO NY)
NJ
04/29/2002 - 08/01/2003
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
03/11/1998 - 04/29/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
05/17/1996 - 03/15/1998
HAMPSHIRE SECURITIES CORPORATION (NEW YORK NY)
NY
02/03/1994 - 05/20/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
06/09/1993 - 01/01/1994
REICH & CO., INC.
NY
03/19/1993 - 08/09/1993
ALLIED CAPITAL, INC. (NEW YORK NY)
NA
02/26/1993 - 03/24/1993
ADVANCED EQUITY GROUP, INC.
NY
01/28/1992 - 02/08/1993
GKN SECURITIES CORP. (NEW YORK NY)
NA
06/03/1991 - 01/22/1992
J. W. GANT & ASSOCIATES, INC.
IA
Issued 11/05/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/14/2004
Series 4 - Registered Options Principal Examination
BC
Issued 02/20/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/17/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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