Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Redgate has been working in the financial industry since December 24, 1975. Currently, Howard is registered with UBS Financial Services Inc. Howard has been with UBS Financial Services Inc. since November 2016, and prior to that was at Andover Equity Associates. Howard has held various roles throughout their career and is currently licensed in 32 states. Howard is a Series 66, Series 63, Series 24, Series 4, Series 12, SIE, Series 7, PC and Series 1 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
12/20/2016 - Present
UBS Financial Services Inc. (PEABODY MA)
NA
03/25/1986 - 05/29/1991
PAINEWEBBER INCORPORATED
NA
06/10/1985 - 04/10/1986
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
05/19/1978 - 05/13/1985
KIDDER, PEABODY & CO. INCORPORATED
NA
03/18/1971 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
BOTH
Issued 12/13/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/1990
Series 24 - General Securities Principal Examination
BC
Issued 06/20/1980
Series 4 - Registered Options Principal Examination
BC
Issued 06/26/1978
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/15/1977
PC - AMEX Put and Call Exam
BC
Issued 03/15/1971
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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