Unclaimed
Howard Solomon is an active investment advisor representative with over 30 years of experience in the financial services industry. He has been registered with Brokers International Financial Services, LLC since September 2017 and has held several leadership positions with various firms throughout his career. Howard specializes in providing investment advice to individuals, families, and businesses. He has obtained the Series 7, 6, 63, 65, and 66 licenses, along with the Series 51, 52TO, and 53 licenses. In addition to his work at Brokers International Financial Services, LLC, Howard also serves as a volunteer speaker and educator for Domestic Partners Network, a nonprofit organization focused on financial matters for non-married and same-sex couples.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
IA
10/24/2023 - Present
Brokers International Financial Services, LLC (URBANDALE IA)
NJ
09/27/2010 - 09/05/2017
NEXT FINANCIAL GROUP, INC. (FAIRFIELD NJ)
NJ
08/27/2010 - 09/27/2010
SECURITIES AMERICA, INC. (BOONTON NJ)
NJ
02/23/2007 - 09/16/2010
NEXT FINANCIAL GROUP, INC. (BOONTON NJ)
NJ
01/04/2006 - 02/26/2007
THE INVESTMENT CENTER, INC. (BOONTON NJ)
NY
05/13/2004 - 12/31/2005
PGP FINANCIAL, INC. (GREAT RIVER NY)
CA
08/01/2003 - 05/18/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
01/02/2002 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
05/31/2000 - 12/31/2001
CHRISTOPHER STREET FINANCIAL, INC. (NEW YORK NY)
TX
09/20/1999 - 05/30/2000
NFP SECURITIES, INC. (AUSTIN TX)
AZ
12/16/1998 - 09/22/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
02/11/1998 - 11/18/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
CT
12/09/1994 - 01/22/1998
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
DE
03/14/1995 - 01/20/1998
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NJ
07/13/1992 - 09/07/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/13/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 04/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/05/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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