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Howard Raymond Solomon

Brokers International Financial Services, LLC

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About Howard Raymond Solomon

Howard Solomon is an active investment advisor representative with over 30 years of experience in the financial services industry. He has been registered with Brokers International Financial Services, LLC since September 2017 and has held several leadership positions with various firms throughout his career. Howard specializes in providing investment advice to individuals, families, and businesses. He has obtained the Series 7, 6, 63, 65, and 66 licenses, along with the Series 51, 52TO, and 53 licenses. In addition to his work at Brokers International Financial Services, LLC, Howard also serves as a volunteer speaker and educator for Domestic Partners Network, a nonprofit organization focused on financial matters for non-married and same-sex couples.

Firm Information

Howard Solomon is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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Howard Solomon’s Registration & Firm History

IA

10/24/2023 - Present

Brokers International Financial Services, LLC (URBANDALE IA)

NJ

09/27/2010 - 09/05/2017

NEXT FINANCIAL GROUP, INC. (FAIRFIELD NJ)

NJ

08/27/2010 - 09/27/2010

SECURITIES AMERICA, INC. (BOONTON NJ)

NJ

02/23/2007 - 09/16/2010

NEXT FINANCIAL GROUP, INC. (BOONTON NJ)

NJ

01/04/2006 - 02/26/2007

THE INVESTMENT CENTER, INC. (BOONTON NJ)

NY

05/13/2004 - 12/31/2005

PGP FINANCIAL, INC. (GREAT RIVER NY)

CA

08/01/2003 - 05/18/2004

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

01/02/2002 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NY

05/31/2000 - 12/31/2001

CHRISTOPHER STREET FINANCIAL, INC. (NEW YORK NY)

TX

09/20/1999 - 05/30/2000

NFP SECURITIES, INC. (AUSTIN TX)

AZ

12/16/1998 - 09/22/1999

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NY

02/11/1998 - 11/18/1998

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

CT

12/09/1994 - 01/22/1998

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

DE

03/14/1995 - 01/20/1998

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

NJ

07/13/1992 - 09/07/1994

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

07/13/1992 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 04/24/2006

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/20/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/10/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/05/2007

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 01/26/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/09/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Howard Raymond Solomon. Review regulatory record here.
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