Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Loiterstein is an active investment advisor with over 35 years of experience in the financial services industry. Howard currently works with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with over $1 trillion in assets under management, serving over 1.6 million clients. Previously, Howard worked with Wachovia Securities, LLC, Prudential Securities Incorporated, CIBC World Markets Corp., and Smith Barney, Harris Upham & Co., Incorporated. Howard has a broad range of experience in the industry and holds Series 7, 63, and 66 licenses. Howard is registered to offer investment advisory services in 41 states and is also registered to offer brokerage services in 43 states, including Missouri and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/08/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRONTENAC MO)
MO
07/01/2003 - 09/11/2006
WACHOVIA SECURITIES, LLC (ST LOUIS MO)
NY
02/09/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/02/1992 - 02/24/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
04/29/1987 - 01/07/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 10/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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