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Howard Paul Smith

Changing Parameters, LLC

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About Howard Paul Smith

Howard Paul Smith is a financial advisor with Changing Parameters, LLC in Los Altos, California. Howard has been in the industry since 1991 and has a wide range of experience in the financial services industry. Howard is licensed in California and holds the Series 7, Series 24, Series 63, SIE and Series 99TO licenses. Howard's previous experience includes positions with CEROS FINANCIAL SERVICES, INC., RYDEX DISTRIBUTORS, INC., UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER and ROYAL ALLIANCE ASSOCIATES, INC.

Firm Information

Howard Smith is currently registered with Changing Parameters, LLC. Changing Parameters, LLC is an investment advisor based in LOS ALTOS, CA. The firm manages approximately $102,336,811 in assets for 255 clients. Changing Parameters, LLC provides financial planning, portfolio management for individuals, investment companies, and other services. The firm's client base includes individuals, corporations, charitable remainder trusts, and pension and profit-sharing plans.
Changing Parameters, LLC

201 MAIN STREET

LOS ALTOS, CA 94022

$102.34M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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tactical allocation services

Tactical allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Howard Smith’s Registration & Firm History

CA

12/13/2004 - Present

Changing Parameters, LLC (Los Altos CA)

CA

08/28/2009 - 06/17/2022

CEROS FINANCIAL SERVICES, INC. (Los Altos CA)

CA

09/16/2004 - 08/31/2009

RYDEX DISTRIBUTORS, INC. (MENLO PARK CA)

AZ

01/05/1999 - 09/15/2004

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)

AZ

12/06/1991 - 12/31/1998

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 01/08/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Howard Paul Smith.
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