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Howard Paul Eisenman

NBC Securities, Inc.

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About Howard Paul Eisenman

Howard Eisenman is a financial advisor with NBC Securities, Inc. Howard has been a registered representative for over 40 years and has experience working with a variety of clients including individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans. Howard is also a Registered Investment Advisor and has experience providing financial planning, portfolio management and selection of other advisors. Howard previously worked with JWGENESIS FINANCIAL SERVICES, INC., RAYMOND JAMES & ASSOCIATES, INC., SHEARSON LEHMAN HUTTON INC., and SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED.

Firm Information

Howard Eisenman is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Howard Eisenman’s Registration & Firm History

FL

01/27/2022 - Present

NBC Securities, Inc. (TALLAHASSEE FL)

MO

05/08/1997 - 04/18/2000

JWGENESIS FINANCIAL SERVICES, INC. (ST. LOUIS MO)

FL

04/03/1990 - 04/16/1997

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

NY

02/09/1988 - 04/18/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

04/10/1979 - 04/07/1988

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

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Licenses & Designations

IA

Issued 01/10/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/06/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/1981

Series 5 - Interest Rate Options Examination

BC

Issued 06/16/1979

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Howard Paul Eisenman. Review regulatory record here.
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