Unclaimed
Howard Eisenman is a financial advisor with NBC Securities, Inc. Howard has been a registered representative for over 40 years and has experience working with a variety of clients including individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans. Howard is also a Registered Investment Advisor and has experience providing financial planning, portfolio management and selection of other advisors. Howard previously worked with JWGENESIS FINANCIAL SERVICES, INC., RAYMOND JAMES & ASSOCIATES, INC., SHEARSON LEHMAN HUTTON INC., and SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/27/2022 - Present
NBC Securities, Inc. (TALLAHASSEE FL)
MO
05/08/1997 - 04/18/2000
JWGENESIS FINANCIAL SERVICES, INC. (ST. LOUIS MO)
FL
04/03/1990 - 04/16/1997
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
02/09/1988 - 04/18/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
04/10/1979 - 04/07/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 01/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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