Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Winick is a financial professional with over 20 years of experience in the industry. Howard is currently registered with Guggenheim Securities, LLC and previously worked at Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., KV Execution Services LLC and BT Alex. Brown Incorporated. Howard holds the Series 27, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/27/2012 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
09/29/2009 - 03/22/2012
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
11/01/2002 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NY
02/29/2000 - 03/26/2002
KV EXECUTION SERVICES LLC (NEW YORK NY)
MD
05/07/1999 - 12/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 04/19/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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