Unclaimed
Howard Nathan Frank is a financial professional with over 2 years of experience in the financial services industry. Howard Frank is currently registered with Thrivent Investment Management Inc. and is licensed to provide investment advice and securities brokerage services. Prior to joining Thrivent Investment Management Inc., Howard Frank was employed by VOYA AMERICA EQUITIES, INC. Howard Frank holds the Series 6 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
02/15/2017 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
05/20/2015 - 02/13/2017
VOYA AMERICA EQUITIES, INC. (MINNEAPOLIS MN)
BC
Issued 08/14/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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