Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Rudolph has been in the securities industry since 1986 and is currently registered with R. F. Lafferty & Co., Inc. in New York, NY. Howard Rudolph is a Series 7, Series 24, Series 4, Series 55, Series 57TO, and Series 99TO licensed professional. Howard has previously worked at a number of firms including Franklin Templeton Financial Services Corp., MDS Securities Incorporated, Midwood Securities, Inc., Princeton Securities Corporation, Chemical Investor Services, Inc., Wall Street Investor Services, and Royal/Grimm & Davis, Inc. Howard specializes in providing portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/15/2010 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
12/04/1997 - 03/31/2010
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (NEW YORK NY)
IN
06/11/1997 - 10/30/1997
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
11/11/1996 - 05/28/1997
MIDWOOD SECURITIES, INC. (NEW YORK NY)
NY
07/05/1996 - 07/16/1996
PRINCETON SECURITIES CORPORATION (SYOSSET NY)
NA
11/10/1993 - 11/10/1995
CHEMICAL INVESTOR SERVICES, INC.
NY
04/23/1990 - 11/02/1993
WALL STREET INVESTOR SERVICES (NEW YORK NY)
NY
12/18/1984 - 04/23/1990
ROYAL/GRIMM & DAVIS, INC. (NEW YORK NY)
BC
Issued 05/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 02/08/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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