Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Michael Mann is a financial advisor who has been in the industry since 1996. He is currently registered with Jonestrading in Dallas, Texas. He has also previously worked with Capital Institutional Services, Inc.. Howard is licensed to sell securities in Arkansas, California, Illinois, Kentucky, Missouri, New York, North Carolina, Pennsylvania, Texas, Virginia, and Wisconsin. He has passed a variety of exams including the Series 7, Series 55, Series 57TO, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/14/2001 - Present
Jonestrading (DALLAS TX)
TX
01/01/1997 - 08/20/2001
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
BC
Issued 12/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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