Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Green is a financial professional with over 25 years of experience in the securities industry. He has held several positions at various firms, including Cantor Fitzgerald & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and G.RESEARCH, LLC. Howard is currently registered with Axos Clearing LLC and holds the Series 63, Series 27, Series 99TO, and SIE licenses. He is also licensed in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/05/2023 - Present
Axos Clearing LLC (Edison NJ)
NY
03/26/2019 - 04/21/2023
G.DISTRIBUTORS, LLC (RYE NY)
NY
04/25/2019 - 12/31/2019
G.RESEARCH, LLC (RYE NY)
NY
09/19/2017 - 07/19/2018
AQUA SECURITIES L.P. (NEW YORK NY)
NY
09/19/2017 - 07/19/2018
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
09/19/2017 - 07/19/2018
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/19/2017 - 07/19/2018
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
09/19/2017 - 07/19/2018
CF SECURED, LLC (NEW YORK NY)
NY
09/19/2017 - 07/19/2018
CFWP SECURITIES, LLC (NEW YORK NY)
NY
09/19/2017 - 07/19/2018
GFI SECURITIES LLC (NEW YORK NY)
NY
09/19/2017 - 07/19/2018
KYTE SECURITIES LLC (NEW YORK NY)
NY
09/19/2017 - 07/19/2018
MINT BROKERS (NEW YORK NY)
NY
09/19/2017 - 07/19/2018
SUNRISE BROKERS LLC (NEW YORK NY)
NY
10/20/2016 - 09/26/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
04/18/2012 - 10/11/2016
CANACCORD GENUITY INC. (NEW YORK NY)
NY
05/02/2011 - 11/28/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
10/29/2003 - 05/04/2011
NATIXIS BLEICHROEDER LLC (NEW YORK NY)
NY
10/30/2003 - 10/03/2005
ASB SECURITIES, LLC (NEW YORK NY)
NY
09/10/2002 - 10/28/2003
ASB SECURITIES, LLC (NEW YORK NY)
NY
05/05/2000 - 10/28/2003
NATEXIS BLEICHROEDER INC. (NEW YORK NY)
NY
04/30/1996 - 04/28/2000
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
11/08/1995 - 03/22/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/28/1995 - 01/29/1996
SMITH NEW COURT, INC. (NEW YORK NY)
BC
Issued 10/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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