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Howard Mark Wilkin

B. Riley Wealth Management

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About Howard Mark Wilkin

Howard Wilkin is a Financial Advisor at B. Riley Wealth Management. Howard is a licensed Broker who has been in the industry since 1991. Howard has over 30 years of experience in the financial services industry. Howard holds a Series 7 and Series 63 license. Howard is registered with FINRA and is a member of the B. Riley Wealth Management team. Howard is committed to helping clients achieve their financial goals.

Firm Information

Howard Wilkin is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Howard Wilkin’s Registration & Firm History

NY

07/22/2022 - Present

B. Riley Wealth Management (BROOKLYN NY)

NY

11/22/2013 - 07/22/2022

NATIONAL SECURITIES CORPORATION (BROOKLYN NY)

NY

01/13/1999 - 11/22/2013

PRIME CAPITAL SERVICES, INC. (BROOKLYN NY)

AZ

09/20/1995 - 01/13/1999

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NY

05/12/1992 - 09/25/1995

DIME SECURITIES OF NY, INC. (BROOKLYN NY)

WI

11/27/1991 - 05/20/1992

INVEST FINANCIAL CORPORATION (APPLETON WI)

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Licenses & Designations

BC

Issued 12/05/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Howard Mark Wilkin.
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