Unclaimed
Howard Wilkin is a Financial Advisor at B. Riley Wealth Management. Howard is a licensed Broker who has been in the industry since 1991. Howard has over 30 years of experience in the financial services industry. Howard holds a Series 7 and Series 63 license. Howard is registered with FINRA and is a member of the B. Riley Wealth Management team. Howard is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/22/2022 - Present
B. Riley Wealth Management (BROOKLYN NY)
NY
11/22/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BROOKLYN NY)
NY
01/13/1999 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (BROOKLYN NY)
AZ
09/20/1995 - 01/13/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
05/12/1992 - 09/25/1995
DIME SECURITIES OF NY, INC. (BROOKLYN NY)
WI
11/27/1991 - 05/20/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
BC
Issued 12/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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