Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Wynn is a registered representative with Mizuho Securities USA LLC, a FINRA-registered broker-dealer. Howard has been active in the financial services industry since 2011 and holds the Series 14, Series 57TO, Series 99TO, and SIE licenses. Prior to joining Mizuho Securities USA LLC, Howard was a registered representative at BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., J.P. Morgan Clearing Corp., J.P. Morgan Securities LLC, and RBS Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/21/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
12/04/2015 - 06/20/2019
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
12/15/2016 - 07/19/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
05/01/2015 - 11/05/2015
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
11/26/2014 - 11/05/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
CT
02/03/2012 - 09/22/2014
RBS SECURITIES INC. (STAMFORD CT)
NY
10/06/2010 - 09/28/2011
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 07/01/2015
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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