Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Lucas Sparrow is a financial advisor in Alpharetta, GA. Howard is a registered representative with Wells Fargo Clearing Services, LLC and has been in the industry since 2006. Howard specializes in providing financial planning, portfolio management and investment consulting services to individuals, businesses and institutional clients. Howard holds a Series 7, 9, 10, 31, and 66 licenses. Howard was previously employed by UBS Financial Services Inc. and Uvest Financial Services Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/31/2012 - Present
Wells Fargo Clearing Services, LLC (ALPHARETTA GA)
SC
10/08/2010 - 06/27/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (GREENVILLE SC)
NC
06/16/2008 - 10/13/2010
UVEST FINANCIAL SERVICES GROUP, INC. (HENDERSONVILLE NC)
SC
05/26/2006 - 03/12/2008
UBS FINANCIAL SERVICES INC. (GREENVILLE SC)
BOTH
Issued 09/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/11/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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