Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Margolis is a financial professional with over 30 years of experience in the securities industry. Howard is currently registered with Stifel, Nicolaus & Company, Inc. in Southfield, MI. Howard has a comprehensive understanding of the financial markets and specializes in providing a wide range of financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
12/03/2021 - Present
Stifel, Nicolaus & Company, Inc. (SOUTHFIELD MI)
MI
08/20/2020 - 09/23/2021
RBC CAPITAL MARKETS, LLC (BLOOMFIELD MI)
MI
06/05/2015 - 07/15/2020
CITIZENS SECURITIES, INC. (SOUTHFIELD MI)
MI
03/20/2013 - 01/21/2015
CIG SECURITIES (SOUTHFIELD MI)
MI
08/17/2007 - 01/30/2013
LPL FINANCIAL LLC (SOUTHFIELD MI)
MI
07/01/2006 - 01/05/2007
J.P. MORGAN SECURITIES INC. (TROY MI)
MI
09/14/2004 - 07/01/2006
BANC ONE SECURITIES CORPORATION (TROY MI)
NY
01/27/1998 - 07/20/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
OH
09/16/1993 - 02/23/1996
FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)
NA
06/18/1993 - 01/04/1994
WOODWARD SECURITIES CORPORATION
TX
09/16/1993 - 09/21/1993
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
10/12/1989 - 06/26/1991
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NA
01/21/1987 - 10/24/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
IA
Issued 12/28/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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