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Howard Louis Feldman

Btig, LLC

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About Howard Louis Feldman

Howard Louis Feldman is a financial professional with over 25 years of experience in the securities industry. He is currently registered with Btig, LLC and holds licenses for Series 7, 55, 63, SIE and 57TO exams. Howard has previously held positions with several other prominent firms including Goldman, Sachs & Co., Spear, Leeds & Kellogg, L.P., Sands Brothers & Co., LTD., Prudential Securities Incorporated, and Lehman Brothers Inc. Howard is licensed to operate in California, Illinois, Massachusetts, New Jersey, New York, and Texas.

Firm Information

Howard Feldman is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Howard Feldman’s Registration & Firm History

NY

03/02/2009 - Present

Btig, LLC (New York NY)

NY

04/08/2003 - 03/06/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

09/09/2002 - 04/10/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

12/10/1997 - 09/09/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NY

08/20/1997 - 08/27/1997

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

10/04/1996 - 07/03/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

CA

12/13/1995 - 07/02/1996

ROUND HILL SECURITIES, INC. (ALAMO CA)

NY

09/12/1994 - 04/12/1995

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

04/27/1994 - 08/18/1994

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/25/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Howard Louis Feldman.
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