Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Lo is a registered representative with Citizens JMP Securities, LLC and has been in the securities industry since July 4, 2009. Howard holds several licenses including Series 7, 24, 27, 63, 79, 99TO and SIE. Howard has been registered with Citizens JMP Securities, LLC since August 1, 2023, and has previously held positions at Citizens Capital Markets and BWK Trinity Capital Securities LLC. Howard specializes in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/01/2023 - Present
Citizens JMP Securities, LLC (LOS ANGELES CA)
CA
03/04/2020 - 08/01/2023
CITIZENS CAPITAL MARKETS (LOS ANGELES CA)
CA
10/18/2016 - 03/09/2020
BWK TRINITY CAPITAL SECURITIES LLC (LOS ANGELES CA)
CA
12/05/2007 - 03/20/2015
BWK TRINITY CAPITAL SECURITIES LLC (LOS ANGELES CA)
BC
Issued 09/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/04/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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