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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Leon Felix is a registered investment advisor representative with Morgan Stanley. Howard Leon Felix is also registered with the state of Illinois. Howard Leon Felix has been in the securities industry for over 40 years. Prior to joining Morgan Stanley in 2009, Howard Leon Felix was employed by Citigroup Global Markets Inc. Howard Leon Felix holds Series 6, 7, 31, 63, and 65 licenses and has worked in the industry since 1983. Howard Leon Felix is currently registered to provide investment advice in multiple states including Texas, Illinois, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
09/12/2016 - Present
Morgan Stanley (Asheville NC)
IL
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DEERFIELD IL)
NY
01/21/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/31/1989 - 03/11/1991
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
04/12/1984 - 04/10/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/22/1984 - 08/10/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/13/1982 - 04/25/1983
METROPOLITAN LIFE INSURANCE COMPANY
IA
Issued 07/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
BC
Issued 04/12/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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