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Howard Lee Pollinger

Pruco Securities, LLC

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About Howard Lee Pollinger

Howard Lee Pollinger is a Registered Representative with Pruco Securities, LLC. Howard has been in the securities industry for over 40 years and holds the Series 6, Series 63, and SIE licenses. Howard is registered to conduct business in Arizona, District of Columbia, Florida, Maryland, and Massachusetts. Howard has a vast experience in the financial industry, including specializations in insurance, fixed income, mutual funds, variable products, and annuities.

Firm Information

Howard Pollinger is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

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Compensation from lpl enterprise, llc

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Howard Pollinger’s Registration & Firm History

MD

10/25/1982 - Present

Pruco Securities, LLC (BALTIMORE MD)

NJ

06/22/1982 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 09/18/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Howard Lee Pollinger.
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