Unclaimed
Howard Lee Pollinger is a Registered Representative with Pruco Securities, LLC. Howard has been in the securities industry for over 40 years and holds the Series 6, Series 63, and SIE licenses. Howard is registered to conduct business in Arizona, District of Columbia, Florida, Maryland, and Massachusetts. Howard has a vast experience in the financial industry, including specializations in insurance, fixed income, mutual funds, variable products, and annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MD
10/25/1982 - Present
Pruco Securities, LLC (BALTIMORE MD)
NJ
06/22/1982 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 09/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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