Invested Better
Unclaimed

Unclaimed

Unclaimed

Howard Lee Horowitz

J.p. Morgan Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Howard? Claim Your Profile

About Howard Lee Horowitz

Howard Horowitz is a financial advisor with over 30 years of experience in the industry. Howard is currently registered with J.P. Morgan Securities LLC and is licensed to provide financial advice and services in all 50 states. Previously, Howard held positions at several other well-known firms, including First Republic Securities Company, LLC, Morgan Stanley, and Wells Fargo Advisors, LLC. Howard holds the Series 7, Series 63, Series 72, and SIE licenses. Howard specializes in portfolio management for individuals and businesses. Howard also provides financial planning and selection of other advisors.

Firm Information

Howard Horowitz is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fee computed based on cents-per-share-deposited-into-the-account

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Howard Horowitz’s Registration & Firm History

NY

09/29/2023 - Present

J.p. Morgan Securities LLC (NEW YORK NY)

NY

04/16/2021 - 09/29/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)

NY

09/10/2010 - 05/10/2021

MORGAN STANLEY (NEW YORK NY)

NY

07/02/2004 - 09/13/2010

WELLS FARGO ADVISORS, LLC (NEW YORK NY)

NJ

07/07/2000 - 07/23/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

11/28/1998 - 07/13/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NC

10/24/1994 - 11/30/1998

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

NJ

05/12/1994 - 11/23/1994

GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)

NJ

10/11/1991 - 05/18/1994

HYM FINANCIAL, INC. (CLIFTON NJ)

Not sure if Howard Lee Horowitz is right for you?

Licenses & Designations

BC

Issued 12/14/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Howard Lee Horowitz. Review regulatory record here.
Not sure if Howard Lee Horowitz is right for you?