Unclaimed
Howard Horowitz is a financial advisor with over 30 years of experience in the industry. Howard is currently registered with J.P. Morgan Securities LLC and is licensed to provide financial advice and services in all 50 states. Previously, Howard held positions at several other well-known firms, including First Republic Securities Company, LLC, Morgan Stanley, and Wells Fargo Advisors, LLC. Howard holds the Series 7, Series 63, Series 72, and SIE licenses. Howard specializes in portfolio management for individuals and businesses. Howard also provides financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/29/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
04/16/2021 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
09/10/2010 - 05/10/2021
MORGAN STANLEY (NEW YORK NY)
NY
07/02/2004 - 09/13/2010
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NJ
07/07/2000 - 07/23/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/28/1998 - 07/13/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NC
10/24/1994 - 11/30/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NJ
05/12/1994 - 11/23/1994
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NJ
10/11/1991 - 05/18/1994
HYM FINANCIAL, INC. (CLIFTON NJ)
BC
Issued 12/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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