Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Douglas is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Charlotte, North Carolina. Howard has been in the financial services industry since 1996. Howard is a Certified Financial Planner and holds Series 7, Series 63 and SIE licenses. Howard is registered to provide investment advice in 26 states and the District of Columbia. Howard has a broad range of experience in providing investment advice to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/31/2019 - Present
Stifel, Nicolaus & Company, Inc. (CHARLOTTE NC)
NC
01/01/2008 - 03/26/2009
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
NC
08/19/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHARLOTTE NC)
BC
Issued 08/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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