Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Lee is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Howard has been in the securities industry since 1995. Howard holds Series 7, 24, 27, 63, SIE, and 99TO licenses. Howard is also registered in New Jersey. Howard has worked at a number of firms including AMSTOCK & CO. INC. and Dickension & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/24/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NA
11/21/1995 - 10/26/1998
AMSTOCK & CO. INC.
IA
07/29/1994 - 04/20/1995
DICKINSON & CO. (DES MOINES IA)
NY
05/20/1993 - 05/02/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/20/1993 - 05/02/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
12/02/1992 - 03/08/1993
LG SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 11/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/11/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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