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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Helms is a financial advisor registered with LPL Financial LLC in Asheville, North Carolina. Howard has been in the financial services industry since 1989, and has held previous positions with Wells Fargo Advisors, LLC and A.G. Edwards & Sons, Inc. Howard holds the Series 7, 24, 31 and 66 licenses as well as the SIE exam. Howard is also registered as an investment advisor in North Carolina. Howard provides a range of services, including financial planning, portfolio management, consulting, and educational seminars. Howard specializes in working with high-net-worth individuals, corporations, and pension and profit-sharing plans. Howard's clients are primarily located in North Carolina, Florida, and Virginia, but he also serves clients in other states. If you are looking for a financial advisor with experience and a commitment to providing personalized service, Howard Helms may be the right fit for you.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
04/27/2012 - Present
LPL Financial LLC (ASHEVILLE NC)
NC
01/01/2008 - 05/01/2012
WELLS FARGO ADVISORS, LLC (ASHEVILLE NC)
NC
11/13/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ASHEVILLE NC)
NY
04/24/1985 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/20/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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