Unclaimed
Howard Arend is a financial advisor with over 20 years of experience in the financial services industry. Howard is registered with Private Advisor Group, LLC and has a Series 6, 7, 63, and 66 licenses. Howard is also a Certified Financial Planner and a Chartered Financial Consultant. Howard has a wide range of experience in providing financial planning, investment advisory services, and other services to a variety of clients, including individuals, families, businesses, and retirement plans. Howard is committed to providing his clients with personalized, comprehensive financial planning and investment advice that is tailored to meet their individual needs and goals. Howard has served as a financial advisor for Northwestern Mutual Investment Services, LLC since 2000 and has a long history of working with clients to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
08/29/2022 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
OH
01/02/2000 - 08/29/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SHERWOOD OH)
BOTH
Issued 09/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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