Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Spielberg is a financial advisor with over 20 years of experience in the industry. Howard is currently registered with Fidelity Personal AND Workplace Advisors in Phoenix, Arizona. Previously, Howard worked for Charles Schwab & Co., Inc. in Westlake, Texas. Howard holds licenses for securities and investment advisory services in multiple states, including Arizona, Texas, Massachusetts, New Mexico, and Utah. In addition to his extensive experience and credentials, Howard specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/19/2022 - Present
Fidelity Personal AND Workplace Advisors (PHOENIX AZ)
TX
06/19/2000 - 11/04/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 10/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/05/2005
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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