Unclaimed
Howard James Buck is a financial professional with over 35 years of experience in the industry. He is a Registered Representative and Investment Adviser Representative for Prime Capital Financial. Previously, Howard has held roles at Ameritas Investment Company, LLC, The Advisors Group, Inc. and Green Hill Financial Service Corporation. Howard is licensed in 25 states and holds FINRA Series 7, 24, 63 and 66 licenses and the SIE exam. Howard has worked with clients ranging from individuals and families to businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
DE
04/28/2022 - Present
Prime Capital Financial (Wilmington DE)
DE
10/31/2003 - 02/01/2022
AMERITAS INVESTMENT COMPANY, LLC (WILMINGTON DE)
MD
12/05/1991 - 10/31/2003
THE ADVISORS GROUP, INC. (BETHESDA MD)
NA
05/16/1988 - 03/17/1992
GREEN HILL FINANCIAL SERVICE CORPORATION
NA
06/03/1987 - 05/26/1988
W. S. GRIFFITH & CO., INC.
NA
09/29/1986 - 06/05/1987
CALVERT SECURITIES CORPORATION
BOTH
Issued 08/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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