Unclaimed
Howard Bradt is a financial advisor with Cetera Financial Specialists LLC, working out of the Hamburg, NY branch office. Howard has been in the industry since December 2006. Howard is registered in 10 states and has passed the Series 6, Series 63, and SIE exams. Howard previously worked with AVANTAX INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/10/2021 - Present
Cetera Financial Specialists LLC (HAMBURG NY)
NY
12/12/2006 - 02/15/2021
AVANTAX INVESTMENT SERVICES, INC. (HAMBURG NY)
BC
Issued 12/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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