Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Katz is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Howard has been in the industry since 1981 and has worked with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Howard is registered in Massachusetts and Pennsylvania and has a Series 63, Series 7, Series 5 and SIE license. Howard specializes in investment advice, portfolio management for individuals and businesses, and pension consulting. Howard provides financial planning advice, allocation modeling, IPS, research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/30/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CONSHOHOCKEN PA)
PA
06/01/2009 - 09/04/2009
MORGAN STANLEY SMITH BARNEY (WEST CONSHOHOCKEN PA)
PA
12/24/1981 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WEST CONSHOHOCKEN PA)
IA
Issued 06/18/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1981
Series 5 - Interest Rate Options Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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