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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Hao-chung Hsieh is an investment advisor representative at Cetera Investment Advisers LLC. Howard has been in the industry since June 15, 2005, and has experience with Bancwest Investment Services, Inc., Primevest Financial Services, Inc., Citigroup Global Markets Inc., and Citicorp Investment Services. Howard is registered in California and Texas as an investment advisor representative and also holds licenses in Florida, Nevada, New York, and Texas. Howard has obtained the Series 6, 7, 63, and 65 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/12/2023 - Present
Cetera Investment Advisers LLC (IRVINE CA)
CA
12/19/2011 - 03/19/2013
BANCWEST INVESTMENT SERVICES, INC. (IRVINE CA)
CA
06/28/2011 - 12/13/2011
PRIMEVEST FINANCIAL SERVICES, INC. (CITY OF INDUSTRY CA)
CA
05/29/2007 - 05/12/2011
CITIGROUP GLOBAL MARKETS INC. (CERRITOS CA)
CA
04/26/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (CERRITOS CA)
IA
Issued 12/10/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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