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Howard Gregg Yeager

Newbridge Securities Corp.

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About Howard Gregg Yeager

Howard Yeager is a financial advisor with Newbridge Securities Corp. Howard has been in the financial services industry since November 1992. Prior to joining Newbridge Securities Corp., Howard worked at Chicago Investment Group, LLC, Ladenburg, Thalmann & Co., Inc., Ladenburg Capital Management Inc., First Asset Management, Inc. and Thomas James Associates, Inc. Howard holds Series 7, 9, 24, 63 and SIE licenses. Howard is registered with the following states: Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin.

Firm Information

Howard Yeager is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Howard Yeager’s Registration & Firm History

FL

02/22/2008 - Present

Newbridge Securities Corp. (BOCA RATON FL)

FL

10/01/2004 - 03/10/2008

CHICAGO INVESTMENT GROUP, LLC (BOCA RATON FL)

NY

11/20/2002 - 10/19/2004

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

09/02/1998 - 11/20/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

NY

08/23/1993 - 08/28/1998

FIRST ASSET MANAGEMENT, INC. (GARDEN CITY NY)

NY

01/20/1993 - 08/25/1993

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

NY

10/01/1992 - 11/23/1992

D. H. BLAIR & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/05/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/23/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/15/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Howard Gregg Yeager. Review regulatory record here.
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