Unclaimed
Howard Jones is a financial advisor with Cetera Investment Advisers LLC, a registered investment adviser firm. Howard has been in the financial services industry since 1990. Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/04/2022 - Present
Cetera Investment Advisers LLC (PHOENIX AZ)
AZ
01/18/2019 - 05/03/2022
PLANMEMBER SECURITIES CORPORATION (Scottsdale AZ)
CA
01/02/2015 - 12/31/2018
CETERA ADVISOR NETWORKS LLC (LOS ANGELES CA)
CA
07/14/1993 - 12/31/2014
PROEQUITIES, INC. (SOLVANG CA)
VA
05/26/1992 - 07/31/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
08/28/1991 - 04/07/1992
HAMILTON INVESTMENTS, INC.
NY
07/18/1989 - 07/30/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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