Unclaimed
Howard Johnson has been in the financial services industry since 2004. Howard is currently registered with Raymond James & Associates, Inc. and is licensed to conduct business in Alabama, Arkansas, Colorado, Florida, Georgia, Louisiana, Mississippi, North Carolina, Oklahoma, Pennsylvania, and Texas. Previously, Howard was associated with J.P. Morgan Securities LLC, CHASE INVESTMENT SERVICES CORP., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Howard is also a Registered Investment Advisor in Louisiana and Texas. Howard offers a variety of financial services to individuals, businesses, and institutions, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
09/28/2017 - Present
Raymond James & Associates, Inc. (MONROE LA)
LA
10/01/2012 - 08/02/2017
J.P. MORGAN SECURITIES LLC (MONROE LA)
LA
02/21/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MONROE LA)
TX
02/07/2006 - 03/01/2006
METLIFE SECURITIES INC. (DALLAS TX)
TX
02/07/2006 - 03/01/2006
METROPOLITAN LIFE INSURANCE COMPANY (DALLAS TX)
NY
03/08/2004 - 01/09/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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