Unclaimed
Howard Genden is a financial advisor with Cetera Investment Advisers LLC. Howard has been in the financial services industry since 1994. Howard is registered in multiple states and has experience working with individuals, corporations, and institutions. Howard has experience in a variety of areas including financial planning, investment management, and insurance.
Rockville Centre, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (Rockville Centre NY)
NY
06/19/2018 - 02/01/2019
NORTH RIDGE SECURITIES CORP. (Lynbrook NY)
NY
12/18/2001 - 06/18/2018
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (LYNBROOK NY)
NY
07/27/1998 - 12/19/2001
GOLDIS FINANCIAL GROUP, INC. (GARDEN CITY NY)
NY
10/19/1995 - 06/30/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
10/26/1994 - 09/11/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/26/1994 - 09/11/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 11/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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