Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Gary Roth is a registered representative with David Lerner Associates, Inc. Roth has been in the industry since April 8, 1979, and is currently registered with the state of New York. Roth has passed a variety of exams, including the Series 63, Series 7, and Series 52. Roth also holds registrations in 18 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/09/1979 - Present
David Lerner Associates, Inc. (WHITE PLAINS NY)
BC
Issued 01/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1979
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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