Unclaimed
Howard Goldstein is a financial advisor with LaSalle ST Securities, LLC, a firm located in Winter Park, FL. Howard Goldstein has been in the securities industry since March 16, 1992 and currently holds licenses for series 63, 66, 7, and SIE. Howard Goldstein also holds registrations in 28 states. Prior to joining LaSalle ST Securities, LLC, Howard Goldstein worked at Peregrine Financials & Securities, Inc. and International Assets Advisory, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/24/2004 - Present
Lasalle ST Securities, LLC (WINTER PARK FL)
IL
12/07/2001 - 02/24/2004
PEREGRINE FINANCIALS & SECURITIES, INC. (CHICAGO IL)
FL
05/21/1992 - 12/13/2001
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
CO
03/17/1992 - 05/26/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 03/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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