Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Evans Harris is a financial advisor who has been active in the industry since 1984. Howard is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Howard was previously registered with Dean Witter Reynolds Inc., The Stuart-James Company, Inc. and Fitzgerald, Dearman & Roberts, Inc.. Howard is a Series 63, Series 9, Series 10, Series 8, SIE, Series 31, and Series 7 licensed professional. Howard specializes in retirement planning, investment planning, mutual funds, annuities, and fixed income. Howard is a registered investment advisor and a securities broker. Howard is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/15/1993 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WINTER PARK FL)
NA
06/04/1985 - 09/12/1986
DEAN WITTER REYNOLDS INC.
NA
10/31/1984 - 05/13/1985
THE STUART-JAMES COMPANY, INC.
NA
07/26/1984 - 11/05/1984
FITZGERALD, DEARMAN & ROBERTS, INC.
BC
Issued 11/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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