Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Sharfman is a financial advisor with over 35 years of experience in the industry. Howard is currently registered with Kestra Investment Services, LLC, and has previously worked with firms including MetLife Securities Inc., Metropolitan Life Insurance Company, and Vestax Securities Corporation. Howard has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/24/2000 - Present
Kestra Investment Services, LLC (CHICAGO IL)
IL
11/17/1987 - 12/21/2011
METLIFE SECURITIES INC. (CHICAGO IL)
IL
11/17/1987 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (CHICAGO IL)
OH
10/10/1997 - 05/19/2000
VESTAX SECURITIES CORPORATION (HUDSON OH)
BC
Issued 12/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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